John R Martin

Dai Wealth, LLC

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Current Employers

Dai Wealth, Llc

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-10

TX RA
APPROVED

Since 2022-10-10

Branch Locations

Austin, TX • United States

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Frederick	MD	05/2016	12/2016
National Planning Holdings	Frederick	MD	12/2016	11/2017
Sagepoint Financial	Phoenix	AZ	12/2017	09/2022
Dai Securities, Llc	Atlanta	GA	09/2022	Present

05/2016 → 12/2016

Unemployed

Frederick, MD
12/2016 → 11/2017

National Planning Holdings

Frederick, MD
12/2017 → 09/2022

Sagepoint Financial

Phoenix, AZ
09/2022 → Present

Dai Securities, Llc

Atlanta, GA

Previous Registrations

2018-07-03 → 2022-10-26

Woodbury Financial Services, Inc.

Oakdale, MN
2018-07-03 → 2022-10-26

Fsc Securities Corporation

Atlanta, GA
2018-07-03 → 2022-10-26

Osaic Wealth, Inc.

Scottsdale, AZ
2017-12-04 → 2022-10-26

Osaic Services, Inc.

Scottsdale, AZ
2017-01-09 → 2017-11-10

National Planning Corporation

El Segundo, CA
2009-10-20 → 2016-06-01

Waddell & Reed

Overland Park, KS

Overland Park, KS
2006-07-25 → 2009-03-17

U.S. Bancorp Investments, Inc.

Denver, CO

Denver, CO

Denver, CO

Denver, CO

Englewood, CO

Seattle, WA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-06-30

S63 Uniform Securities Agent State Law Examination

2000-06-30

Designations

Other Names

John Richard Martin
John Richard Martin

View on SEC IAPD

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