Vinny Van Le

Wells Fargo Clearing Services, LLC

Huntington Beach, CA

Huntington Beach, CA

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-08
CA	RA	APPROVED	2011-01-03

TX RA
APPROVED_RES

Since 2021-03-08
CA RA
APPROVED

Since 2011-01-03

Branch Locations

6952 Bolsa Ave, Huntington Beach, CA 92647 • United States

16531 Bolsa Chica St, Huntington Beach, CA 92649 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

2970 Harbor Blvd, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Mission Viejo	CA	01/2006	Present
Wells Fargo Advisors Llc	Mission Viejo	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Mission Viejo	CA	11/2016	Present

01/2006 → Present

Wells Fargo Bank Na

Mission Viejo, CA
01/2011 → 11/2016

Wells Fargo Advisors Llc

Mission Viejo, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Mission Viejo, CA

Previous Registrations

2006-11-20 → 2011-01-03

Wells Fargo Investments, Llc

Mission Viejo, CA

Mission Viejo, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, IRVINE, CA; 100% OWNERSHIP; START: 08/2012, HOURS: 0 PER MONTH - 0 DURING TRADING, DUTIES: LANDLORD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-17

S66 Uniform Combined State Law Examination

2006-11-17

Other Names

Dong Van Le

View on SEC IAPD

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