Thomas Amedio Gonnella

Current Employers

Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-05-10

CO RA
APPROVED

Since 2023-05-10

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Strategies Capital Management	Denver	CO	01/2015	07/2020
Advisory Consulting Group, Llc	Denver	CO	08/2017	01/2019
Prism Financial Strategies, Llc	Denver	CO	02/2020	Present
Integrated Wealth Concepts Llc	Waltham	MA	05/2023	Present

01/2015 → 07/2020

Strategies Capital Management

Denver, CO
08/2017 → 01/2019

Advisory Consulting Group, Llc

Denver, CO
02/2020 → Present

Prism Financial Strategies, Llc

Denver, CO
05/2023 → Present

Integrated Wealth Concepts Llc

Waltham, MA

Previous Registrations

2020-02-26 → 2023-12-14

Prism Financial Strategies, Llc

Englewood, CO
2016-06-07 → 2020-07-06

Strategies Capital Management

Denver, CO
2020-04-06 → 2020-04-27

Tag Capital Investments, Llc

Denver, CO
2017-08-14 → 2019-04-01

Advisory Consulting Group Llc

Denver, CO

Alameda, CA

Other Businesses

1. TAG Capital Investments, Managing Member. Personal investment entity. 2. 05/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: PRISM FINANCIAL STRATEGIES LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 05/10/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-07
S63	Uniform Securities Agent State Law Examination	2000-02-15

S65 Uniform Investment Adviser Law Examination

2016-06-07
S63 Uniform Securities Agent State Law Examination

2000-02-15

Other Names

Thomas Amedio Gonnella
Tom A Gonnella

View on SEC IAPD