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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Kannapolis | NC | 06/2012 | 04/2018 |
| F&M Bank | Kannpolis | NC | 06/2012 | 04/2018 |
| Capfinancial Securities Llc. | Raleigh | NC | 05/2018 | 01/2022 |
| Captrust Financial Advisors | Raleigh | NC | 05/2018 | 01/2022 |
| Fidelity Investments | Covington | KY | 01/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-129083|OrgNmn:Marley's Gardens|Org Addr:Charlotte,North Caro,US|OBA Nature:Garden & Flowers |Invst Rel:N|Title:Sole Proprietor|Duties:Seasonal - garden up keep, bouquet/plant preparation |StrtDt:|TotHrs/mon:8|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-12 |
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