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Matthew Joseph Ferris

LPl Financial LLC

Lincoln, NE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-21
NE RA APPROVED 2014-05-07
  • TX RA
    APPROVED
    Since 2014-07-21
  • NE RA
    APPROVED
    Since 2014-05-07

Branch Locations

7160 S. 29Th Street Ste 5, Lincoln, NE 68516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Lincoln NE 10/2006 Present
  • 10/2006 → Present
    Linsco Private Ledger
    Lincoln, NE
Other Businesses

1. 10/23/2006 FERRIS FINANCIAL GROUP / DBA / 301 SO 13TH ST. STE 210, LINCOL NE. 68508

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-04
S63 Uniform Securities Agent State Law Examination 2007-01-19
  • S65 Uniform Investment Adviser Law Examination
    2014-04-04
  • S63 Uniform Securities Agent State Law Examination
    2007-01-19
Other Names
  • Matt Ferris

View on SEC IAPD

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Other Investors

LINDA D THRAEN
THERESA JEAN OCHS
JULIE ANN SCHADT
JEREMY MICHAEL ROBSON
SCOTT RAYMOND FARMEN
JEFFREY BRIAN FERN
MICHAEL EUGENE SHOEMAKER
GARY LEON PETTITT

Other Offices

AMERITAS ADVISORY SERVICES, LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
LPL FINANCIAL LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
AMERITAS ADVISORY SERVICES, LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
U.S. BANCORP ADVISORS, LLC · Lincoln, NE

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