Jaggen Farwell

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2023-05-22
GA	RA	APPROVED	2022-07-26

MO RA
APPROVED

Since 2023-05-22
GA RA
APPROVED

Since 2022-07-26

Branch Locations

Smyrna, GA • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance	Downers Grove	IL	05/2016	12/2021
Principal Securities	Downers Grove	IL	05/2016	12/2021
Edward Jones	St. Louis	MO	12/2021	Present

05/2016 → 12/2021

Principal Life Insurance

Downers Grove, IL
05/2016 → 12/2021

Principal Securities

Downers Grove, IL
12/2021 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2016-05-23 → 2022-01-11

Principal Securities, Inc.

Downers Grove, IL
2015-07-24 → 2016-03-08

Tiaa-Cref Individual & Institutional Services, Llc

Chicago, IL
2008-05-06 → 2015-07-14

Nationwide Investment Advisors, Llc

Columbus, OH

Other Businesses

Apartment Exchange/ Coldwell Banker Premier Type: Real Estate Date: 05/01/04 Title: Agent Trad Hrs: 0 Tot Hrs: 0 Desc: Real Estate License Held for Family transactions only. This is a legacy real estate license that I intend to maintain for our personal and family transactions. City-State: St. Louis MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-08-27
S63	Uniform Securities Agent State Law Examination	2006-12-16

S65 Uniform Investment Adviser Law Examination

2008-08-27
S63 Uniform Securities Agent State Law Examination

2006-12-16

Other Names

Lathen Farwell Jaggen
Jaggen Lathen Farwell

View on SEC IAPD