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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-12-22
MN RA APPROVED 2014-05-20
TX RA APPROVED_RES 2014-05-09
  • WI RA
    APPROVED
    Since 2021-12-22
  • MN RA
    APPROVED
    Since 2014-05-20
  • TX RA
    APPROVED_RES
    Since 2014-05-09

Branch Locations

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

12 Long Lake Drive Suite 5, Mahtomedi, MN 55115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northland Subs Chanhassen MN 10/2002 09/2019
Lpl Financial Llc Black River Falls MN 04/2012 Present
Great Valley Advisor Group, Inc. Mahtomedi MN 04/2014 Present
  • 10/2002 → 09/2019
    Northland Subs
    Chanhassen, MN
  • 04/2012 → Present
    Lpl Financial Llc
    Black River Falls, MN
  • 04/2014 → Present
    Great Valley Advisor Group, Inc.
    Mahtomedi, MN
Other Businesses

1. 5/3/2012: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Appointment with carriers for group employer benefits (Life, LTD, STD, etc.). 2. 6/17/2014: Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/01/2013 - 20 Hours Per Month/1 Hour During Securities Trading - IAR. 3. 5/13/2015: MGD Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/14/2012 - 0 Hours Per Month. 4. 2/5/2016: Great Valley Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/03/2016 - 12 Hours Per Month/4 Hours During Securities Trading. 5. 5/23/2016: U Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/25/2016 - 0 Hours Per Month. 6. 06/15/2016 - Great Valley Advisor Group, Inc. - Registered Investment Advisor DBA - U Advisors - INV REL - Start 05/23/2016 - 12 Long Lake Road #5, Mahtomedi, MN 55115 - I do not do any hourly or fixed fee consulting. I do not charge for plans. Although there is no legal entity, any needed "ownership" information should be considered 50% myself and 50% Jeff Kolodjski (K07E) - 20 Hr/Mo; 4 During Secs Trdg Hrs 7. 11/01/2016 - Richard Peterson Family Trust - Act in a Fiduciary Capacity - Investment Related - 12 Long Lake Road #5, Mahtomedi, MN 55115 - Start 10/28/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - uncle 8. 1/11/2021 - Baywatch Cove LLC - Investment Related - Walker, MN 56484 - Real Estate Rental - Start Date: 1/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Own a cabin that is rented part of the year. 9. 08/04/2022 - North Point Accounting & Tax Services, LLC (DBA North Point Advisor Group) - Investment Related - 7201 Forestview Lane North Maple Grove, MN 55369 - 1/2 owner - Start Date - 01/26/2021 - 20 Hours Per Month/20 Hours During Securities Trading. 10. 10/12/2022 - North Point Advisor Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2021 - 180 Hours Per Month/180 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-11-21
  • S63 Uniform Securities Agent State Law Examination
    2006-11-21
Designations

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