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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-12-22 |
| MN | RA | APPROVED | 2014-05-20 |
| TX | RA | APPROVED_RES | 2014-05-09 |
Branch Locations
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
12 Long Lake Drive Suite 5, Mahtomedi, MN 55115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northland Subs | Chanhassen | MN | 10/2002 | 09/2019 |
| Lpl Financial Llc | Black River Falls | MN | 04/2012 | Present |
| Great Valley Advisor Group, Inc. | Mahtomedi | MN | 04/2014 | Present |
1. 5/3/2012: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Appointment with carriers for group employer benefits (Life, LTD, STD, etc.). 2. 6/17/2014: Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/01/2013 - 20 Hours Per Month/1 Hour During Securities Trading - IAR. 3. 5/13/2015: MGD Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/14/2012 - 0 Hours Per Month. 4. 2/5/2016: Great Valley Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/03/2016 - 12 Hours Per Month/4 Hours During Securities Trading. 5. 5/23/2016: U Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/25/2016 - 0 Hours Per Month. 6. 06/15/2016 - Great Valley Advisor Group, Inc. - Registered Investment Advisor DBA - U Advisors - INV REL - Start 05/23/2016 - 12 Long Lake Road #5, Mahtomedi, MN 55115 - I do not do any hourly or fixed fee consulting. I do not charge for plans. Although there is no legal entity, any needed "ownership" information should be considered 50% myself and 50% Jeff Kolodjski (K07E) - 20 Hr/Mo; 4 During Secs Trdg Hrs 7. 11/01/2016 - Richard Peterson Family Trust - Act in a Fiduciary Capacity - Investment Related - 12 Long Lake Road #5, Mahtomedi, MN 55115 - Start 10/28/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - uncle 8. 1/11/2021 - Baywatch Cove LLC - Investment Related - Walker, MN 56484 - Real Estate Rental - Start Date: 1/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Own a cabin that is rented part of the year. 9. 08/04/2022 - North Point Accounting & Tax Services, LLC (DBA North Point Advisor Group) - Investment Related - 7201 Forestview Lane North Maple Grove, MN 55369 - 1/2 owner - Start Date - 01/26/2021 - 20 Hours Per Month/20 Hours During Securities Trading. 10. 10/12/2022 - North Point Advisor Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2021 - 180 Hours Per Month/180 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-11-21 |
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