Jacob Morgan

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-31
VA	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/2013	10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Richmond	VA	10/2017	12/2017
Bank Of America, N.A.	Richmond	VA	10/2017	12/2017
Td Ameritrade	Richmond	VA	12/2017	06/2020
Fidelity Investments	Richmond	VA	06/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2013 → 10/2017

Axa Advisors, Llc

New York, NY
10/2017 → 12/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA
10/2017 → 12/2017

Bank Of America, N.A.

Richmond, VA
12/2017 → 06/2020

Td Ameritrade

Richmond, VA
06/2020 → Present

Fidelity Investments

Richmond, VA
03/2025 → Present

Fidelity Investments

Boston, MA

2020-07-07 → 2025-03-31

Fidelity Personal And Workplace Advisors

Glen Allen, VA
2018-01-05 → 2020-06-02

Td Ameritrade, Inc.

Glen Allen, VA
2018-01-08 → 2020-06-02

Td Ameritrade Investment Management, Llc

Glen Allen, VA
2017-10-31 → 2017-12-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA
2013-09-03 → 2017-10-11

Equitable Advisors, Llc

Richmond, VA
2010-06-16 → 2013-09-05

Truist Investment Services, Inc.

Richmond, VA

Richmond, VA

Richmond, VA

Mechanicsville, VA

Hanover, VA

Doswell, VA

Richmond, VA

Richmond, VA
2008-06-12 → 2010-06-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA
2007-01-16 → 2008-05-19

Ferris, Baker Watts, Llc

Richmond, VA

Richmond, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-12