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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-26 |
| CA | RA | APPROVED | 2007-02-22 |
Branch Locations
100 Spectrum Center Dr, Irvine, CA 92618 • United States
Anaheim , CA • United States
110 N Wacker Dr Division - Central, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 05/2005 | Present |
I* 720246 For profit or not for profit: Name of outside business organization: Poshmark Investment related: N Address of business: Nature of business: Position, title, association: Start date of relationship: 2/8/2022 Number of hours devoted: Number of hours devoted during trading hours: Duties: General Notes: Poshmark, to sell personal clothing items and accessories
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-21 |
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