David S Richards

Current Employers

Employment History

• 01/2008 → 12/2016
  Fidelity Brokerage Services Llc
  Westlake, TX
• 12/2016 → 11/2019
  Charles Schwab & Co., Inc.
  Westlake, TX
• 04/2021 → Present
  John Hancock Distributors Llc
  Boston, MA
• 04/2021 → Present
  John Hancock
  Boston, MA
• 12/2019 → 04/2021
  Giact Systems, An Lseg Company
  Allen, TX

Previous Registrations

• 2017-05-15 → 2019-12-03
  Charles Schwab & Co., Inc.
  Westlake, TX

Other Businesses

a. OBA Name: BDBG Realty b. Investment-related?: No c. OBA Address: 4451 Dale Earnhardt Way Suite C46, Northlake, TX 76262 d. OBA Nature: BDBG Realty is a full-service real estate brokerage covering north Texas. Primary clients are individuals and investors looking to purchase real estate. e. Position, Title, or Relationship with the OBA: Lead generation consultant f. OBA Start Date: 06/01/2026 g. Approximate number of hours/month devoted to the OBA: 30-40 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Farm leads from a lead generation system with the goal of setting appointments for licensed realtors within BDBG. I will likely need to obtain my real estate license at some point later this year and there is an opportunity for me to move into representing residential buyers on occasion once that license is held. All work will take place from 7-9pm during the week and some hours during the weekend. Compensation is commission.

Exams

• S66 Uniform Combined State Law Examination
  2017-05-15
• S63 Uniform Securities Agent State Law Examination
  2006-10-12

Other Names

• Dave S Richards
• Dave S Richards
• David Stanley Richards
• Dave Stanley Richards