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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-11-12
  • CA RA
    APPROVED
    Since 2013-11-12

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Camarillo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Distributors, Inc. Los Angeles CA 06/2011 04/2023
American Funds Los Angeles CA 04/2023 Present
  • 06/2011 → 04/2023
    American Funds Distributors, Inc.
    Los Angeles, CA
  • 04/2023 → Present
    American Funds
    Los Angeles, CA
Previous Registrations
Other Businesses

Name of the other business: Red Athlete LLC / Is the business Investment Related: No / The address of the other business: Corporate Office is WY 82801 / The nature of the other business: Athletic Apparel / Your position/title: Partner / Start date: 01/01/2021 / The number of hours/month you devote to the other business: 2 / The number of hours during securities trading hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-22
S63 Uniform Securities Agent State Law Examination 2006-10-19
  • S65 Uniform Investment Adviser Law Examination
    2007-08-22
  • S63 Uniform Securities Agent State Law Examination
    2006-10-19

View on SEC IAPD

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