Nancy R Ambrose

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-12-06
IL	RA	APPROVED	2013-08-22

TX RA
APPROVED_RES

Since 2013-12-06
IL RA
APPROVED

Since 2013-08-22

Branch Locations

1000 Hart Rd Ste 105, Barrington, IL 60010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Barrington	IL	08/2013	11/2016
Wells Fargo Clearing Services, Llc	Barrington	IL	11/2016	Present

08/2013 → 11/2016

Wells Fargo Advisors, Llc

Barrington, IL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Barrington, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-20

S66 Uniform Combined State Law Examination

2014-09-20

Other Names

Nancy Ambrose