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Graeme Lee

Kestra Advisory Services, LLC

Mount Pleasant, SC

Austin, TX

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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-04-10
TX RA APPROVED 2025-04-09
  • SC RA
    APPROVED
    Since 2025-04-10
  • TX RA
    APPROVED
    Since 2025-04-09

Branch Locations

Mount Pleasant, SC • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc Austin TX 04/2016 05/2020
Lpl Financial Llc Austin TX 05/2020 03/2025
Kestra Investment Services, Llc Austin TX 03/2025 Present
Kestra Advisory Services, Llc Austin TX 03/2025 Present
  • 04/2016 → 05/2020
    Kestra Financial Services, Inc
    Austin, TX
  • 05/2020 → 03/2025
    Lpl Financial Llc
    Austin, TX
  • 03/2025 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 03/2025 → Present
    Kestra Advisory Services, Llc
    Austin, TX
Previous Registrations
  • 2021-02-23 → 2025-04-10
    Lpl Financial Llc
    Austin, TX
    San Diego, CA
  • 2016-04-20 → 2020-05-12
    Kestra Advisory Services, Llc
    Austin, TX
  • 2012-11-30 → 2016-09-22
    Kestra Investment Services, Llc
    Austin, TX
  • 2012-04-24 → 2012-08-14
    Lpl Financial Llc
    Charlotte, NC
  • 2010-02-26 → 2011-12-31
    Uvest Financial Services Group, Inc.
    Charlotte, NC
  • 2009-12-23 → 2010-02-17
    Ubs Financial Services Inc.
    Charlotte, NC
    Weehawken, NJ
  • 2008-03-01 → 2009-08-06
    Lpl Financial Llc
    Charlotte, NC
    Fort Mill, SC
  • 2007-07-10 → 2009-08-05
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-09
  • S66 Uniform Combined State Law Examination
    2007-07-09
Other Names
  • Graeme Douglas Lee
  • Graeme D. Lee
  • Graeme D Lee

View on SEC IAPD

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