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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-04-21 |
Branch Locations
8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Indianapolis | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 11/2016 | Present |
CATERER, NOT INVESTMENT RELATED, INDIANAPOLIS, IN, 100% OWNERSHIP, START 1/1/1990, APPROX 10 EVENTS A YEAR, ZERO HOURS DURING TRADING, WEDDINGS, FUNERALS, PARTIES, PURCHASE SUPPLIES, PREPARE FOOD, DELIVER PRODUCT TO EVENT, SET UP, AND CLEAN UP.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-03-23 |
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