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William Douglas Phillips

New Edge Wealth

Stamford, CT

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Current Employers
New Edge Wealth

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-04-28
  • CT RA
    APPROVED
    Since 2025-04-28

Branch Locations

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 04/2010 11/2023
Jpmorgan Chase Bank Na New York NY 04/2010 11/2023
Newedge Securities Inc Pittsburgh PA 11/2023 Present
Newedge Wealth Stamford CT 11/2023 Present
  • 04/2010 → 11/2023
    Jpmorgan Securities Llc
    New York, NY
  • 04/2010 → 11/2023
    Jpmorgan Chase Bank Na
    New York, NY
  • 11/2023 → Present
    Newedge Securities Inc
    Pittsburgh, PA
  • 11/2023 → Present
    Newedge Wealth
    Stamford, CT
Previous Registrations
  • 2008-09-19 → 2010-04-06
    Ubs Financial Services Inc.
    New York, NY
  • 2007-09-20 → 2008-10-02
    Lehman Brothers Inc.
    New York, NY
    New York, NY
Other Businesses

1. Phoenix Capital Advisory*No Invest*2/1/24*New York, NY*LLC for Newedge Wealth Income*Managing Member*Advisor. NewEdge Wealth Income*0 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-19
  • S66 Uniform Combined State Law Examination
    2007-09-19
Other Names
  • Doug Phillips
  • William Douglas Phillips

View on SEC IAPD

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