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Frank Vincent Powers

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
NY RA APPROVED 2022-11-15
  • TX RA
    APPROVED
    Since 2022-11-17
  • NY RA
    APPROVED
    Since 2022-11-15

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 01/2008 01/2020
Pinebridge Investments Llc New York NY 01/2020 07/2022
Morgan Stanley New York NY 08/2022 Present
  • 01/2008 → 01/2020
    Neuberger Berman Llc
    New York, NY
  • 01/2020 → 07/2022
    Pinebridge Investments Llc
    New York, NY
  • 08/2022 → Present
    Morgan Stanley
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-15
  • S66 Uniform Combined State Law Examination
    2022-11-15
Other Names
  • Frank V Powers
  • Frank Vincent Powers
  • Frank Powers

View on SEC IAPD

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