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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| CT | RA | APPROVED | 2009-06-01 |
Branch Locations
4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Stamford | CT | 11/2006 | Present |
| Morgan Stanley Smith Barney | Stamford | CT | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*509170 - National Exchange Club; Investment related: No; Toledo, Ohio; Civic/Community, Children/Youth; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 1; After business hours: 9; Administrative, Business Development/Growth *413003 - Connecticut Veteran's Legal Center; Investment related No; West Haven, Connecticut; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2020 ; During business hours: 0; After business hours: 5; Administrative, Accounting/Bookkeeping.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-18 |
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