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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-20 |
| IL | RA | APPROVED | 2019-02-08 |
Branch Locations
One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States
Western Springs, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Usa) Llc | Chicago | IL | 10/2015 | 01/2019 |
| Ubs Financial Services | Chicago | IL | 01/2019 | Present |
NAME OF OTHER BUSINESS: Thomas Ford Memorial Library / INVESTMENT RELATED?: N / ADDRESS: 800 Chestnut Street, IL / NATURE OF THE BUSINESS: Foundation / POSITION: Member of Board of directors / DUTIES:ensuring that the Library has funds and a budget developing (with the Library Director) written policies, long and short range plans, and wage classifications knowing local, state, and federal laws that pertain to libraries attending monthly board meetings and other events / START DATE: 12/31/2022 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-12-30 |
| S66 | Uniform Combined State Law Examination | 2007-01-22 |
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