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Aaron Joseph Smith

Smith Company Financial Advisors / Fusion Funds

Chino Hills, CA

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Current Employers
Smith Company Financial Advisors / Fusion Funds

30 N Gould St #34263, Sheridan, WY 82801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-08
  • CA RA
    APPROVED
    Since 2025-12-08

Branch Locations

Chino Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc. Chino Hills CA 02/2003 Present
Private Wealth Asset Management Chino Hills CA 12/2002 Present
  • 02/2003 → Present
    Securities Service Network, Inc.
    Chino Hills, CA
  • 12/2002 → Present
    Private Wealth Asset Management
    Chino Hills, CA
Previous Registrations
  • 2000-10-31 → 2003-01-24
    Morgan Stanley Dw Inc.
    Norco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-18
  • S66 Uniform Combined State Law Examination
    2000-04-18

View on SEC IAPD

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