Nicholas Patton Smith

Current Employers

Employment History

• 09/2006 → Present
  Smith Insurance And Financial Services
  Albany, MO
• 09/2006 → 11/2024
  Pruco Securities, Llc.
  Overland Park, KS
• 05/1998 → Present
  Grandview Cementery
  Albany, MO
• 10/2008 → Present
  East Fork Holding Llc
  Albany, MO
• 11/2024 → Present
  Lpl Enterprise, Llc
  Albany, MO

Previous Registrations

• 2013-10-14 → 2024-11-14
  Pruco Securities, Llc.
  Albany, MO
  St. Louis, MO
  Albany, MO
  Liberty, MO
  Liberty, MO

Other Businesses

1) 09/24/2024- Main Street Albany- Non-Profit Board Member- Prepare the meeting agenda, oversee committee reports, and volunteer at events.- Not INV Related- At Albany, MO- Start date 06/01/2022- 8 HRS MTH- 0 HRS During Trading 2) 08/29/2024- Grandview Cemetery Association Inc.- Outside/W-2 Employment- I manage the seasonal maintenance of the cemetery.- Not INV Related- At Albony, MO- Start date 04/01/1997- 20 HRS MTH- 0 HRS During Trading 3) 08/29/2024- East Fork Holding LLC- Outside/W-2 Employment- I take care of the property management.- Not INV Related- At Albany, MO- Start date 06/01/2022-15 HRS MTH- 0 HRS During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-11
• S63 Uniform Securities Agent State Law Examination
  2006-10-13

Other Names

• Nick Smith
• Nicholas Smith