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Crystal Roger

Rbc Capital Markets, LLC

Paramus, NJ

Lodi, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-08
TX RA APPROVED 2024-03-07
  • NJ RA
    APPROVED
    Since 2024-03-08
  • TX RA
    APPROVED
    Since 2024-03-07

Branch Locations

650 From Road Suite 225, Paramus, NJ 07652-3517 • United States

Lodi, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wayne NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Wayne NJ 11/2016 05/2017
Ubs Financial Services Inc. Paramus NJ 05/2017 03/2024
Rbc Capital Markets, Llc Paramus NJ 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-13
S63 Uniform Securities Agent State Law Examination 2007-01-08
  • S65 Uniform Investment Adviser Law Examination
    2017-10-13
  • S63 Uniform Securities Agent State Law Examination
    2007-01-08

View on SEC IAPD

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