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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-03
TX RA APPROVED_RES 2021-12-16
NY RA APPROVED 2021-12-02
  • NJ RA
    APPROVED
    Since 2024-09-03
  • TX RA
    APPROVED_RES
    Since 2021-12-16
  • NY RA
    APPROVED
    Since 2021-12-02

Branch Locations

One Bryant Park Pbig - Ny Midtown, New York, NY 10036 • United States

Summit, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities New York NY 08/2005 12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 12/2021 Present
Bank Of America, N.A. New York NY 12/2021 Present
Previous Registrations
  • 2008-04-23 → 2021-12-22
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-13
  • S66 Uniform Combined State Law Examination
    2007-02-13

View on SEC IAPD

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