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John Lynch

Rockefeller Capital Management

Ponte Vedra Beach, FL

Rockefeller Financial LLC

New York, NY

Ponte Vedra Beach, FL

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-10
NY RA APPROVED 2025-06-18
TX RA APPROVED 2025-06-18
  • FL RA
    APPROVED
    Since 2025-07-10
  • NY RA
    APPROVED
    Since 2025-06-18
  • TX RA
    APPROVED
    Since 2025-06-18

Branch Locations

Ponte Vedra Beach, FL • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-07
NY RA APPROVED 2025-06-18
TX RA APPROVED 2025-06-18
  • FL RA
    APPROVED
    Since 2025-07-07
  • NY RA
    APPROVED
    Since 2025-06-18
  • TX RA
    APPROVED
    Since 2025-06-18

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Ponte Vedra Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 03/2016 06/2025
Rockefeller Financial Llc Ny NY 06/2025 06/2025
Rockefeller Capital Management Ny NY 06/2025 06/2025
Rockefeller Financial Llc Jacksonville Beach FL 06/2025 06/2025
Rockefeller Capital Management Jacksonville Beach FL 06/2025 06/2025
Rockefeller Capital Management Ponte Vedra Beach FL 07/2025 Present
Rockefeller Financial Llc Ponte Vedra Beach FL 07/2025 Present
Previous Registrations
  • 2016-03-11 → 2025-06-27
    Ubs Financial Services Inc.
    New York, NY
    New York, NY
    Ponte Vedra Beach, FL
    New York, NY
  • 2012-10-01 → 2016-03-23
    J.P. Morgan Securities Llc
    White Plains, NY
    White Plains, NY
    White Plains, NY
    White Plains, NY
    White Plains, NY
    White Plains, NY
  • 2010-04-26 → 2012-10-01
    Chase Investment Services Corp.
    White Plains, NY
    Scarsdale, NY
    Tuckahoe, NY
    Yonkers, NY
    White Plains, NY
    White Plains, NY
    White Plains, NY
  • 2007-04-05 → 2009-10-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
    Summit, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-04
  • S66 Uniform Combined State Law Examination
    2007-04-04
Designations
Other Names
  • John L Lynch

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PONTE VEDRA BEACH, FL
SAWGRASS ASSET MANAGEMENT LLC · PONTE VEDRA BEACH, FL
CORAL REEF ADVISORS LLC · PONTE VEDRA BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Ponte Vedra Beach, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra Beach, FL
KESTRA ADVISORY SERVICES, LLC · Ponte Vedra Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PONTE VEDRA BEACH, FL
J.P. MORGAN SECURITIES LLC · Ponte Vedra Beach, FL

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