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Steven Truong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-31
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2013-12-12
  • TX RA
    APPROVED_RES
    Since 2023-01-31
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2013-12-12

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated New York NY 08/2012 Present
  • 08/2012 → Present
    Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-10
S63 Uniform Securities Agent State Law Examination 2000-05-22
  • S65 Uniform Investment Adviser Law Examination
    2013-12-10
  • S63 Uniform Securities Agent State Law Examination
    2000-05-22
Other Names
  • Minh-Sang (Steven) Truong
  • Minh-Sang (Stephane) Truong
  • Minh-Sang Truong
  • Minh-Sang Truong

View on SEC IAPD

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