David Jay Gould

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-11
TX	RA	APPROVED_RES	2020-04-08
CT	RA	APPROVED	2018-04-26

FL RA
APPROVED

Since 2025-04-11
TX RA
APPROVED_RES

Since 2020-04-08
CT RA
APPROVED

Since 2018-04-26

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	06/2006	10/2017
Cetera Investment Advisers Llc	Schaumburg	IL	01/2014	10/2017
Morgan Stanley Smith Barney Llc	Palm Beach Gardens	FL	04/2018	Present
Unemployed	Danbury	CT	10/2017	04/2018

06/2006 → 10/2017

Cetera Financial Specialists Llc

Schaumburg, IL
01/2014 → 10/2017

Cetera Investment Advisers Llc

Schaumburg, IL
04/2018 → Present

Morgan Stanley Smith Barney Llc

Palm Beach Gardens, FL
10/2017 → 04/2018

Unemployed

Danbury, CT

Previous Registrations

2009-12-14 → 2017-10-27

Cetera Investment Advisers Llc

Schaumburg, IL

Danbury, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-11

S66 Uniform Combined State Law Examination

2009-12-11

Other Names

David J. Gould
David J Gould

View on SEC IAPD