Heather Rene Sickler

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-08-02

FL RA
APPROVED

Since 2017-08-02

Branch Locations

1483 Main St, Dunedin, FL 34698 • United States

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Suntrust Investment Services,Inc	Atlanta	GA	03/2012	12/2016
Suntrust Bank	Bal Harbour	FL	03/2012	12/2016
Suntrust Advisory Services	Atlanta	GA	08/2016	09/2016
Wells Fargo Clearing Services, Llc	Dunedin	FL	06/2017	Present
Wells Fargo Bank Na	Dunedin	FL	06/2017	Present
Unemployed	Dunedin	FL	01/2017	06/2017

03/2012 → 12/2016

Suntrust Investment Services,Inc

Atlanta, GA
03/2012 → 12/2016

Suntrust Bank

Bal Harbour, FL
08/2016 → 09/2016

Suntrust Advisory Services

Atlanta, GA
06/2017 → Present

Wells Fargo Clearing Services, Llc

Dunedin, FL
06/2017 → Present

Wells Fargo Bank Na

Dunedin, FL
01/2017 → 06/2017

Unemployed

Dunedin, FL

Previous Registrations

2012-06-19 → 2017-01-26

Truist Investment Services, Inc.

Hallandale, FL

Bal Harbour, FL

Other Businesses

MODELING; NON INVESTMENT RELATED; HOLLYWOOD, FL; 1/1/2012- PRESENT. LUNA MARE, NOT INV RELATED, DUNEDIN, FL, 100% OWNERSHIP, START: 1/1/2020, 30 HRS/MONTH, 0 HRS DURING TRADING, ONLINE SALES OF HANDMADE AND DECOR ITEMS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-06-16
S63	Uniform Securities Agent State Law Examination	2006-10-11

S65 Uniform Investment Adviser Law Examination

2012-06-16
S63 Uniform Securities Agent State Law Examination

2006-10-11

Other Names

Heather Sickler
Heather Rene Sickler

View on SEC IAPD