Best Investors Account Sign in

Brian Vincent Testa

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Henderson, NV

Las Vegas, NV

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
NV RA APPROVED 2016-01-04
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • NV RA
    APPROVED
    Since 2016-01-04

Branch Locations

2820 Bicentennial Pkwy, Henderson, NV 89044 • United States

410 E Silverado Ranch Blvd, Las Vegas, NV 89123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Henderson NV 11/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Henderson NV 11/2015 Present
Previous Registrations
  • 2012-10-01 → 2015-09-24
    J.P. Morgan Securities Llc
    Las Vegas, NV
    Henderson, NV
  • 2011-08-10 → 2012-10-01
    Chase Investment Services Corp.
    Las Vegas, NV
  • 2007-02-02 → 2009-08-19
    Wells Fargo Investments, Llc
    Las Vegas, NV
    Las Vegas, NV
    Henderson, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-31
  • S66 Uniform Combined State Law Examination
    2007-01-31

View on SEC IAPD

More in Henderson, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor