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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-01
  • CA RA
    APPROVED
    Since 2026-04-01

Branch Locations

74245 Highway 111, Palm Desert, CA 92260 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-26
  • CA RA
    APPROVED
    Since 2022-04-26

Branch Locations

74245 Hwy 111 Ste 203, Palm Desert, CA 92260 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Palm Springs, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rancho Mirage CA 12/2014 10/2021
Wells Fargo Clearing Services, Llc Rancho Mirage CA 11/2016 10/2021
Lpl Financial Llc Rancho Mirage CA 10/2021 02/2022
Householder Group Estate And Retirement Specialists, Llc Scottsdale AZ 10/2021 03/2022
Householder Group Rancho Mirage CA 10/2021 03/2022
Wells Fargo Clearing Services, Llc Irvine CA 03/2022 Present
Wells Fargo Advisors Financial Network Palm Desert CA 04/2026 Present
  • 12/2014 → 10/2021
    Wells Fargo Advisors Llc
    Rancho Mirage, CA
  • 11/2016 → 10/2021
    Rancho Mirage, CA
  • 10/2021 → 02/2022
    Lpl Financial Llc
    Rancho Mirage, CA
  • 10/2021 → 03/2022
    Householder Group Estate And Retirement Specialists, Llc
    Scottsdale, AZ
  • 10/2021 → 03/2022
    Householder Group
    Rancho Mirage, CA
  • 03/2022 → Present
    Irvine, CA
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Palm Desert, CA
Previous Registrations
  • 2021-11-02 → 2022-02-22
    Householder Group Estate & Retirement Specialists
    Scottsdale, AZ
  • 2015-01-02 → 2021-11-09
    Rancho Mirage, CA
    Palm Desert, CA
  • 2009-06-23 → 2012-12-04
    Palm Desert, CA
    Indian Wells, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-16
  • S66 Uniform Combined State Law Examination
    2009-06-16
Other Names
  • Anne Marie Oliva
  • Anne Marie Middleton
  • Anne Marie Middleton

View on SEC IAPD

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