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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-11
TX RA APPROVED_RES 2019-09-10
WA RA APPROVED 2019-06-05
  • FL RA
    APPROVED
    Since 2019-09-11
  • TX RA
    APPROVED_RES
    Since 2019-09-10
  • WA RA
    APPROVED
    Since 2019-06-05

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brighton Jones Llc Seattle WA 09/2014 05/2019
Rw Baird & Co Inc Seattle WA 06/2019 Present
  • 09/2014 → 05/2019
    Seattle, WA
  • 06/2019 → Present
    Rw Baird & Co Inc
    Seattle, WA
Previous Registrations
Other Businesses

Name/Address: The Special Olympics of Washington State 2815 2nd Ave Suite 370 Seattle WA 98121 Start Date: 1/31/23 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment/Finance Committee Investment Related Name/Address: Bangarang SPVX LP 2153 E Shelby St Seattle WA 98112 Start Date: 5/5/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Passive Investor LP Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-06
  • S66 Uniform Combined State Law Examination
    2019-09-06

View on SEC IAPD

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