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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. D. Vest Investment Services | Pinehurst | NC | 09/2011 | 03/2020 |
| Wealth Planning Advisors Inc | Pinehurst | NC | 01/2013 | 03/2020 |
| Parker Lane Llc | Pinehurst | NC | 03/2018 | 03/2020 |
| Lpl Financial, Llc | Pinehurst | NC | 03/2020 | Present |
1) 1/2019 - Tax Prep/Accounting/CPA - Kostich and O'Neal CPA - Investment Related - Pinehurst, NC 28734 2) 1/2018 - Real Estate Rental - Parker Lane LLC - Investment Related - Pinehurst NC 28734 3) 1/2013 - DBA for LPL Business (entity for LPL business) - Investment Related - Wealth Planning Advisors, Inc 4) 11/19/2021 - MCC Pinehiurst Partnership - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/01/2021 - 2 Hours Per Month During Securities Trading. 5) 2/9/2023 - Bonefish Grill - Investment Related - 190 Partner Circle, Southern Pines, NC 28387 - Outside/W-2 Employment - Start Date - 11/18/2022 - 50 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-01-27 |
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