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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-06-03
TX RA APPROVED 2023-01-04
FL RA APPROVED 2022-12-06
  • VI RA
    APPROVED
    Since 2026-06-03
  • TX RA
    APPROVED
    Since 2023-01-04
  • FL RA
    APPROVED
    Since 2022-12-06

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

19495 Biscayne Blvd, Aventura, FL 33180 • United States

5143 Palm Psge Charlotte Amalie, Charlotte Amalie, VI 00802 • United States

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Plantation, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Aventura FL 12/2011 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aventura FL 04/2017 Present
Other Businesses

NONZTOP INC, DIRECTOR/OWNER; RESPONSIBLE FOR THE COMPANY'S OVERALL MISSION, STRATEGY, MARKETING & DESIGN; START DATE: 01/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 4; NON-INVESTMENT RELATED; PLANTATION, FL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
S63 Uniform Securities Agent State Law Examination 2008-10-22
  • S66 Uniform Combined State Law Examination
    2022-11-21
  • S63 Uniform Securities Agent State Law Examination
    2008-10-22
Other Names
  • Johanna A Torres
  • Johanna A Trujillo
  • Johanna Trujillo

View on SEC IAPD

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