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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-08-09
  • VA RA
    APPROVED
    Since 2017-08-09

Branch Locations

817 Cedar Creek Grade Ste 200, Winchester, VA 22601 • United States

Stephens City, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2006 07/2017
Ameriprise Financial Services Inc Winchester VA 08/2017 03/2020
Ameriprise Financial Services, Llc Winchester VA 03/2020 Present
Previous Registrations
  • 2007-01-03 → 2017-07-20
    St Louis, MO
    Winchester, VA
    Powhatan, VA
    Inwood, WV
Other Businesses

Real Estate Ownership; Single Family; 33456 Old Valley Pike, , Strasburg, VA, 22657; Not Investment-Related; 06/15/2024. Independent Insurance Brokering; Delta Dental of Virginia; 09/18/2017; . Business Ownership; Walsh Wildlife Studios, LLC; Taxidermy services; Walsh Wildlife Studios, LLC is a taxidermy studio.; 211 Serviceberry Ct, , Stephens City, VA, 22655; Not Investment-Related; 04/01/2018; 10 to 19 hours per month; 0 during trading hours / WINTAX; Prepare personal income taxes for individuals and families.; Tax Preparation; 211 Serviceberry Ct, , Stephens City, VA, 22655; Not Investment-Related; 09/01/2022; 10 to 19 hours per month; 0 during trading hours / Secure Holdings LLC; Sell livestock.; Livestock sales; 211 Serviceberry Ct, , Stephens City, VA, 22655; Not Investment-Related; 12/01/2018; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Safari Club International; Board of Directors; Gates Pass Road, , Tucson, AZ, 85745; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Trustee, Agent named in a health care directive or living will, Attorney-In-Fact (POA), Executor. Other Business Activities; AARP; Volunteer tax preparation for elderly and low-income individuals.; 1001 E Cork St., , Winchester, VA, 22601; Not Investment-Related; 02/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-27
  • S66 Uniform Combined State Law Examination
    2006-12-27
Other Names
  • Abraham Edward Deffenbaugh
  • Abraham Walsh

View on SEC IAPD

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