Joshua Andrew Stultz

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-05-15
TX	RA	APPROVED_RES	2025-05-15

IN RA
APPROVED

Since 2025-05-15
TX RA
APPROVED_RES

Since 2025-05-15

Branch Locations

34 South 7Th Street, Richmond, IN 47374 • United States

1605 Northland Blvd, Ft Wayne, IN 46825 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Self Employed Writer	Sunbury	OH	07/2014	Present
Cuso Financial Services Lp	San Diego	CA	09/2015	05/2025
3Rivers Federal Credit Union	Fort Wayne	IN	09/2015	Present
Lpl Financial Llc	Richmond	IN	05/2025	Present

07/2014 → Present

Self Employed Writer

Sunbury, OH
09/2015 → 05/2025

Cuso Financial Services Lp

San Diego, CA
09/2015 → Present

3Rivers Federal Credit Union

Fort Wayne, IN
05/2025 → Present

Lpl Financial Llc

Richmond, IN

Previous Registrations

2015-09-18 → 2025-05-15

Cuso Financial Services, L.P.

Ft Wayne, IN

Richmond, IN
2012-10-01 → 2015-07-14

J.P. Morgan Securities Llc

Fort Wayne, IN

Fort Wayne, IN

Cincinnati, OH

Westerville, OH

Fort Wayne, IN

Indianapolis, IN
2007-12-10 → 2012-10-01

Chase Investment Services Corp.

Fort Wayne, IN

Fort Wayne, IN

Fort Wayne, IN

Fort Wayne, IN
2006-11-17 → 2007-11-29

Edward Jones

St Louis, MO

Natick, MA

Muncie, IN

Other Businesses

1. 05/15/2025- ClearFuture Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/29/2025- 160 Hours Per Month- 160 Hours During Trading 2. 05/15/2025- Self Employed- Author- Not INV Related- Home Based- Start 07/01/2014- 1 Hour Per Month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-26

S66 Uniform Combined State Law Examination

2006-10-26

View on SEC IAPD