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Frisco, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-10 |
| CA | RA | APPROVED | 2024-05-23 |
| TX | RA | APPROVED | 2024-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oh Cap Asset Management, Llc | Frisco | TX | 01/2019 | Present |
| Little Oh Cap, Llc | El Segundo | CA | 07/2016 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-02-05 |
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