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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-14
TX RA APPROVED_RES 2015-10-15
OH RA APPROVED 2015-08-24
  • FL RA
    APPROVED
    Since 2026-04-14
  • TX RA
    APPROVED_RES
    Since 2015-10-15
  • OH RA
    APPROVED
    Since 2015-08-24

Branch Locations

Key Largo, FL • United States

3077 W Elm St, Lima, OH 45805 • United States

215 N Elizabeth St, Lima, OH 45801 • United States

Lima, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lima OH 08/2015 03/2020
Ameriprise Financial Services, Llc Lima OH 03/2020 Present
Previous Registrations
  • 2012-10-01 → 2015-07-22
    St. Mary'S, OH
    Lima, OH
    Lima, OH
    St. Mary'S, OH
    Lima, OH
    St. Mary'S, OH
  • 2010-04-16 → 2012-10-01
    Chase Investment Services Corp.
    Lima, OH
    St. Mary'S, OH
    Lima, OH
    St. Mary'S, OH
  • 2007-02-15 → 2010-03-19
    St Louis, MO
    Lima, OH
    Lima, OH
    Lima, OH
    Lima, OH
Other Businesses

Real Estate Ownership; Single Family; 6261 Sandusky Rd Lima, OH 45801, ,; Not Investment-Related; 08/01/2015. Business Ownership; Aspire Nomad RV Rentals; Rental of RV during in season; We own a camper that we would like to rent out; 959 N McClure Rd, , Lima, OH, 45801; Not Investment-Related; 07/30/2021; 1 to 9 hours per month; 0 during trading hours / Aspire Nomad LLC; Co-owner; RV and RV Land Rentals; 959 N McClure Rd, , Lima, OH, 45801; Not Investment-Related; 06/25/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Randin LLC; Advisor - Client Service; ; 7588 Country Brook Ct, , Springboro, OH, 45066; Investment-Related; 10/01/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-10
  • S66 Uniform Combined State Law Examination
    2007-02-10
Other Names
  • Lindsey Nicole Gladfelter
  • Lindsey N Mcginnis

View on SEC IAPD

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