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Current Employers
Kropog Financial Group, Llc

2895 Highway 190 Ste 205, Mandeville, LA 70471 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-04-04
TX RA APPROVED 2016-03-28
  • LA RA
    APPROVED
    Since 2016-04-04
  • TX RA
    APPROVED
    Since 2016-03-28

Branch Locations

2895 Highway 190 Ste 205, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) Mandeville LA 08/2006 Present
Kropog Financial Group, Llc Mandeville LA 03/2016 Present
  • 08/2006 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
    Mandeville, LA
  • 03/2016 → Present
    Mandeville, LA
Other Businesses

1. 11/7/2007: Kropog Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/18/2016: Kropog Financial Group, LLC - Investment Related - At Reported Business Location(s) - Started 04/01/2016 - 180 Hours Per Month/40 Hours During Securities Trading - Provide financial plans as a service covered by our advisory fee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-13
  • S66 Uniform Combined State Law Examination
    2007-02-13
Designations

View on SEC IAPD

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