Mindi Lynn Wernick

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-05
NY	RA	APPROVED	2021-06-14

TX RA
APPROVED

Since 2026-01-05
NY RA
APPROVED

Since 2021-06-14

Branch Locations

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Brooklyn	NY	03/2010	Present
Mml Investors Services, Llc	Brooklyn	NY	04/2010	Present

03/2010 → Present

Massmutual Life Insurance Co

Brooklyn, NY
04/2010 → Present

Mml Investors Services, Llc

Brooklyn, NY

Other Businesses

1) MINDI WERNICK INV REL: Y ADD RESIDENTIAL ADDRESS NATURE: SALES & SERVICE OF INSURANCE PRODUCTS FOR VARIOUS CARRIERS POSITION: BROKER DATE: 6/22/2010 HR/MO:2 HR/MO DURING SEC TRADING: 10 DUTIES: SALES AND SERVICE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-03-06

S63 Uniform Securities Agent State Law Examination

2008-03-06

Designations

Other Names

Mindi L Wernick

View on SEC IAPD