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Jeffrey Bruce Waxman

Waxman Financial

Parkland, FL

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Current Employers
Waxman Financial

Parkland, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Parkland, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waxman Financial Parkland FL 09/1999 Present
Sole Proprietor Insurance Agent Parkland FL 09/2017 Present
  • 09/1999 → Present
    Waxman Financial
    Parkland, FL
  • 09/2017 → Present
    Sole Proprietor Insurance Agent
    Parkland, FL
Other Businesses

Insurance Agent - Sole Proprietor - Investment related - Parkland, FL - Less than 10 hours/month - All during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-15
  • S65 Uniform Investment Adviser Law Examination
    1999-11-15
Designations

View on SEC IAPD

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