Richard J Phillips

Strategic Advisers LLC

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

IL RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Chicago, IL • United States

401 N. Michigan Ave Ste 100, Chicago, IL 60611-2200 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Blue Ash	OH	07/2006	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

07/2006 → Present

Fidelity Investments

Blue Ash, OH
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Chicago, IL

Chicago, IL
2007-10-10 → 2018-07-13

Strategic Advisers Llc

Highland Park, IL

Covington, KY

Chicago, IL

Chicago, IL

Other Businesses

OBA-106402|OrgNmn:RJP Rentals LLC|Org Addr:Chicago,Illinois,US|OBA Nature:Rentals |Invst Rel:Y|Title:owner|Duties:updates to properties, property management |StrtDt:02-06-24|TotHrs/mon:5|TrdHrs/mon:0|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-14
S63	Uniform Securities Agent State Law Examination	2006-11-07

S66 Uniform Combined State Law Examination

2007-11-14
S63 Uniform Securities Agent State Law Examination

2006-11-07

Other Names

Richard Phillips
Richard John Phillips

View on SEC IAPD

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