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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-19 |
| LA | RA | APPROVED | 2016-11-07 |
Branch Locations
639 Loyola Ave, Suite 2100, New Orleans, LA 70113 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New Orleans | LA | 09/2012 | 10/2016 |
| Lpl Financial, Llc | New Orleans | LA | 10/2016 | Present |
| Newedge Advisors, Llc (Gwm Advisors, Llc) | New Orleans | LA | 10/2015 | Present |
1. 10/27/2016 - GULF POINT ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 25%/ NEW ORLEANS, LA 2. 10/27/2016 - DHBR INVESTMENTS, LLC/ REAL ESTATE RENTAL/ 1%/ 1072 BRANDON DRIVE, MCCOMB, MS 39648 3. 10/27/2016 - T&T VENTURES LLC INVESTMENT/ REAL ESTATE RENTAL/ 1%/ 1072 BRANDON DRIVE, MCCOMB, MS 39648 4. 10/27/2016 - TREEN HOLDINGS LLC/ REAL ESTATE RENTAL/ 1%/ 1072 BRANDON DRIVE, MCCOMB, MS 39648 5. 10/28/2016 - GWM Advisors LLC - Registered Investment Advisor DBA - DBA: (Hybrid) Gulf Point Advisors - Investment Related - 639 Loyola Ave suite 2100, New Orleans, LA - Start 10/03/2016 - 120 Hr/Mo; 6 Hour(s) During Securities Trading; 75% Time Spent - I provide investment advisory services through GWM Advisors LLC, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 03/09/2017 - Robust Ventures - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/30/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Co-owner, Passive Investor. 7. 6/15/2017 - Hollis Family Enterprises LLC - Not Investment Related - 1072 Brandon Drive, McComb MS 39648 - Business Entity For Tax/Investment Purposes Only - Start 06/15/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 8. 2/21/2018 - GWM Advisors, LLC - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/05/2018 - 160 Hours Per Month/120 Hours During Securities Trading. 9. 7/16/2018 - Pacific Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/02/2018 - 2 Hours Per Month/2 Hours During Trading. 10. 1/30/2019 - Addicus Risk Management, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2019 - 5 Hours Per Month During Securities Trading. 11. 7/29/2020 - Audubon Express Holdings LLC - Investment Related - Home Based & McComb MS 39648 - Real Estate Rental - Start Date: 7/22/2020 - 2 Hour Per Month/0 Hours During Securities Trading - Audubon Express Holdings LLC will own multiple residential real estate units. 12. 6/30/2021 - CBS Capital, LLC - Investment Related - River Ridge, LA 70123 - Real Estate Rental - Start Date: 5/7/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Entity that will own a 4 plex in the New Orleans area. 13. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 2/3/2015 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 75% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 14. 04/11/2022 - Century Blue Investments - Investment Related - 81 Audubon Blvd New Orleans, LA 70118 - Real Estate Rental - Start Date: 05/7/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Multi family will consist of 17 units that are and will be leased out. 15. 06/25/2024 - Blackberry Hill LLC - Inv Related - McComb, MS - Real Estate Rental - Started: 6/12/2024 - 0 Hr/Mo. 16. 12/02/2025 - DHBR Investments - Real Estate Rental - Investment Related - McComb, MS - Start Date 04/15/2016 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-31 |
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