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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-19
MD RA APPROVED 2020-05-27
TX RA APPROVED 2019-06-28
VA RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2023-06-19
  • MD RA
    APPROVED
    Since 2020-05-27
  • TX RA
    APPROVED
    Since 2019-06-28
  • VA RA
    APPROVED
    Since 2018-11-02

Branch Locations

8607 Westwood Center Drive 3Rd Floor, Vienna, VA 22182 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Vienna VA 11/2008 11/2018
Royal Alliance Associates, Inc. Vienna VA 11/2018 Present
  • 11/2008 → 11/2018
    Signator Investors, Inc.
    Vienna, VA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Vienna, VA
Previous Registrations
  • 2009-05-12 → 2018-11-02
    Signator Investors, Inc.
    Vienna, VA
Other Businesses

1. INSURANCE BROKER: HEALTH AND GROUP BENEFITS,EVOLVE CONSULTING,CROFTON, MDM,GROUP MEDICAL ,START OF RELATIONSHIP: JUN 27, 2011 , APPROXIMATE # OF HOURS PER MONTH: 15, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 15 .... 2. Insurance Broker: Health and Group Benefits, NFP Golden & Cohen LLC 704 Quince Orchard Road, Gaithersburg, MD. 20878, No position/just referrals upon client request, start 12/2016, 0 hrs per mo..... 3. SIGNATURE FINANCIAL PARTNERS, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2008 ADDRESS: 8607 Westwood Center Dr. Ste 300, Vienna VA 22182, United States DESCRIPTION: Provide comprehensive financial planning. 4. INTEGRIITY MERCHANTS SOLUTIONS POSITION: sales agent NATURE: LLC,ASSIST BUSINESSES WITH CREDIT CARD PAYMENTS INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2012 ADDRESS: 19 LEWIS ST, HARTFORD CT 06103, United States DESCRIPTION: Referred a company/organization that needed merchant services. Do not engage actively in business. Just referral nature.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-23
  • S66 Uniform Combined State Law Examination
    2009-04-23
Designations
Other Names
  • Carl H Grund

View on SEC IAPD

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