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Current Employers
Compass Ion Advisors, Llc

300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-20
PA RA APPROVED 2019-09-20
  • TX RA
    APPROVED
    Since 2020-11-20
  • PA RA
    APPROVED
    Since 2019-09-20

Branch Locations

300 Conshohocken State Road Suite 230, Conshohocken, PA 19428 • United States

Harleysville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Ion Advisors, Llc Conshohocken PA 12/2008 Present
Other Businesses

NAME OF OBA: FBFC MISSIONS COMMITTEE; ADDRESS OF OBA: HARLEYSVILLE, PA 19438; NATURE: CHURCH MISSIONS COMMITTEE, SENDING PEOPLE TO SHARE THE GOSPEL OF CHRIST; INVESTMENT RELATED: YES; TITLE WITH OBA: TREASURER; DUTIES: BUDGETING, FUND RAISING, OVERSIGHT OF THE ADMINISTRATION OF FINANCIAL ACCOUNTS; START DATE: 2008; APPROX. NUMBER OF HOURS/MONTH: 10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-20
  • S65 Uniform Investment Adviser Law Examination
    2019-09-20

View on SEC IAPD

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