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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-31 |
| TX | RA | APPROVED | 2022-05-20 |
Branch Locations
4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mongmong | 05/2016 | 05/2022 | |
| Bank Of America, N.A. | Mongmong | 09/2016 | 05/2022 | |
| Morgan Stanley Smith Barney Llc | Palm Harbor | FL | 05/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2022 | Present |
*502429- TRADEWINDS ANESTHESIA LLC; Investment related-Yes; Crystal Beach , Florida; Hospital/Healthcare; bookkeeper (proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0; After business hours: 5; Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-25 |
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