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Current Employers
Belpointe Asset Management Llc

500 Damonte Ranch Parkway Building 700, Unit 700, Reno, NV 89521 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-02-22
  • WI RA
    APPROVED
    Since 2021-02-22

Branch Locations

Milwaukee, WI • United States

500 Damonte Ranch Parkway Building 700, Unit 700, Reno, NV 89521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Milwaukee WI 08/2006 12/2020
Mml Investors Services Inc Milwaukee WI 08/2006 12/2020
Belpointe Asset Management, Llc Milwaukee WI 01/2021 Present
Belpointe Services Greenwich CT 01/2021 Present
Fortis Capital Advisors, Llc Reno NV 09/2021 Present
  • 08/2006 → 12/2020
    Mass Mutual Life Insurance
    Milwaukee, WI
  • 08/2006 → 12/2020
    Mml Investors Services Inc
    Milwaukee, WI
  • 01/2021 → Present
    Milwaukee, WI
  • 01/2021 → Present
    Belpointe Services
    Greenwich, CT
  • 09/2021 → Present
    Fortis Capital Advisors, Llc
    Reno, NV
Previous Registrations
Other Businesses

1) Vincetti Consulting, since 01/2021, investment-related, consulting on operations and financial planning development for investment firms, 5 hours/month during trading, 5 hours/month outside of trading, same address as branch, owner. 2) Belpointe Services, LLC, since 01/2021, investment-related, support services for RIAs and small businesses, 160 hours/month, Greenwich, CT, Director of Compliance. 3) Fortis Capital Advisors, LLC since 09/2021, investment-related, retail RIA firm, 20 hours/month during trading hours, Reno, NV, Chief Compliance Officer 4) Belpointe Asset Management, LLC, since 06/2021, investment-related, retail RIA firm, 140 hours/month during trading hours, Reno, NV, Chief Compliance Officer. 5) Collaborative Fund Advisors, LLC, since 07/2023, investment-related, RIA advising publicly-traded funds (ETFs and mutual funds), Reno, NV, Chief Compliance Officer. 6) Fund Asset Managers, LLC, since 12/2023, investment-related, RIA advising only private funds, Reno, NV, Chief Compliance Officer. 7) FINRA Arbitrator, since 11/2024, investment-related, 101 North Wacker Drive Chicago, IL 60606, 1 hour/month, 1 hour during trading hours. 8) 2400 E Oklahoma LLC, investment related, 2400 E. Oklahoma Ave, Milwaukee, WI 53207, AirBnb business, co-owner, 5 hours per month outside of trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-20
  • S66 Uniform Combined State Law Examination
    2006-11-20
Designations
Other Names
  • Belena Smith
  • Belena Gay Smith

View on SEC IAPD

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