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Allison Winn Kaplan

Pathstone

Potomac, MD

Englewood, NJ

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Current Employers
Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-11-02
  • MD RA
    APPROVED
    Since 2016-11-02

Branch Locations

12505 Park Potomac Ave Suite 400, Potomac, MD 20854 • United States

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Convergent Wealth Advisors, Llc Potomac MD 05/2007 10/2016
Pathstone Potomac MD 11/2016 01/2018
Pathstone Potomac MD 07/2021 07/2023
Pathstone Potomac MD 01/2018 06/2021
Pathstone Potomac MD 07/2023 Present
  • 05/2007 → 10/2016
    Convergent Wealth Advisors, Llc
    Potomac, MD
  • 11/2016 → 01/2018
    Pathstone
    Potomac, MD
  • 07/2021 → 07/2023
    Pathstone
    Potomac, MD
  • 01/2018 → 06/2021
    Pathstone
    Potomac, MD
  • 07/2023 → Present
    Pathstone
    Potomac, MD
Previous Registrations
  • 2007-05-03 → 2016-10-31
    Convergent Wealth Advisors, Llc
    Potomac, MD
  • 2007-03-05 → 2007-05-03
    Lydian Wealth Management Company, Llc
    Rockville, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-03
  • S65 Uniform Investment Adviser Law Examination
    2007-03-03
Other Names
  • Allison Royer
  • Allison Royer
  • Allison Royer Kaplan

View on SEC IAPD

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MERITIS WEALTH MANAGEMENT, INC. · POTOMAC, MD
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WEALTHSPIRE ADVISORS · Potomac, MD
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EDWARD JONES · POTOMAC, MD
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