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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-18
  • MI RA
    APPROVED
    Since 2010-06-18

Branch Locations

2851 Charlevoix Dr Ste 200, Grand Rapids, MI 49546 • United States

Byron Center, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Rapids MI 09/2004 03/2020
Ameriprise Financial Services, Llc Grand Rapids MI 03/2020 Present
Other Businesses

Independent Insurance Brokering; blue cross blue shield; 01/02/2012; . Business Ownership; RVL Flowers; Silent partner, no manual or time consuming responsibilities.; ; 5519 West Battle Road Lake, MI 48632, ,; Not Investment-Related; 05/01/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-21
  • S66 Uniform Combined State Law Examination
    2004-12-21

View on SEC IAPD

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