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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Reno | NV | 07/2004 | 08/2024 |
| Wells Fargo Advisors Llc | Reno | NV | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Reno | NV | 11/2016 | 08/2024 |
| U.S. Bank | Reno | NV | 02/2025 | Present |
| U.S. Bancorp Investment, Inc. | Reno | NV | 03/2025 | 02/2026 |
| Retired | Reno | NV | 08/2024 | 02/2025 |
| U.S. Bancorp Advisors, Llc | Reno | MN | 02/2026 | Present |
(1) Stacy Uptain MFT; Not investment-related; Reno, NV; Counseling; Licensed Marriage and Family Therapist; 10/2008; 12 hours/month; 0 hours/trading; provide counseling. (2) Scouting America (Formerly Boy Scouts of America) Nevada Area Council; Not investment-related; Reno, NV; Boy scouts and girl scouts; 8/2023; Board Member - Council Major Gift Chair; 4 hours/month; 0 hours/trading; Scheduling events to recognize scouting donors. (3) Stacy Uptain (Sparks Rental); Investment-related; Sparks, NV; Rental; Owner of rental property; 10/2015; 2 hours/month; 0 hours/trading; single family home purchased in 2015 - rental.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-28 |
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