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333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-20 |
Branch Locations
333 South Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Salt Lake City | UT | 08/2004 | 09/2016 |
| The University Of Chicago - Booth School Of Business | Chicago | IL | 09/2016 | 06/2017 |
| None | Chicago | IL | 06/2017 | 10/2018 |
| Northern Trust Securities, Inc. | Chicago | IL | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-15 |
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