William Anthony Brooks

Current Employers

Cl Wealth Management Llc

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2019-07-26
MD	RA	APPROVED	2019-07-26
PA	RA	APPROVED	2019-07-26
DE	RA	APPROVED	2017-07-11

AZ RA
APPROVED

Since 2019-07-26
MD RA
APPROVED

Since 2019-07-26
PA RA
APPROVED

Since 2019-07-26
DE RA
APPROVED

Since 2017-07-11

Branch Locations

Rehoboth Beach, DE • United States

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuprosper	Rehoboth Beach	MD	10/2003	Present
Wilbanks Securities, Inc	Oklahoma City	OK	11/2006	06/2017
Wilbanks Securities Advisory	Rohoboth	DE	11/2006	06/2017
Cabot Lodge Securities Llc	Rehoboth Beach	DE	05/2017	Present
Cl Wealth Management Llc	Rehoboth Beach	DE	07/2017	Present

10/2003 → Present

Cuprosper

Rehoboth Beach, MD
11/2006 → 06/2017

Wilbanks Securities, Inc

Oklahoma City, OK
11/2006 → 06/2017

Wilbanks Securities Advisory

Rohoboth, DE
05/2017 → Present

Cabot Lodge Securities Llc

Rehoboth Beach, DE
07/2017 → Present

Cl Wealth Management Llc

Rehoboth Beach, DE

Previous Registrations

2006-11-07 → 2017-07-14

Wilbanks Securities Advisory

Oklahoma City, OK

Rohoboth Beach, DE
2004-11-11 → 2006-11-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rehoboth Beach, DE

Rehoboth Beach, DE

Other Businesses

CUPROSPER WILIAM A. BROOK, SR., OWNER, I DO MINOR TAX WORK AND CONSULTING TO CREDIT UNIONS. NON-INVESTMENT RELATED BUSINESS. UP TO 100 HOURS PER MONTH WITH 8 HOURS PER MONTH DURING TRADING HOURS. 10/2003, REHOBOTH BEACH, DE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-10

S66 Uniform Combined State Law Examination

2004-11-10

Other Names

William Brooks
William Anthony Brooks
William Anthony Brooks

View on SEC IAPD