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29 148Th Ave Se, Bellevue, WA 98007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-30 |
| OR | RA | APPROVED | 2024-11-30 |
| AZ | RA | APPROVED | 2021-05-05 |
| WA | RA | APPROVED | 2020-11-02 |
Branch Locations
7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-30 |
| HI | RA | APPROVED | 2024-11-30 |
| AZ | RA | APPROVED | 2024-11-27 |
| MN | RA | APPROVED | 2024-11-18 |
| WA | RA | APPROVED | 2024-11-18 |
Branch Locations
Scottsdale, AZ • United States
7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trajan Wealth, Llc | Scottsdale | AZ | 06/2017 | 01/2020 |
| Us Bank | Scottsdale | AZ | 12/2015 | 06/2017 |
| Foundations Investment Advisors, Llc | Scottsdale | AZ | 06/2017 | 06/2018 |
| Ashton Thomas Private Wealth | Scottsdale | AZ | 01/2020 | 10/2020 |
| Waterrock Global Asset Management Llc | Bellevue | WA | 10/2020 | Present |
| Logia Portfolio Management Llc | Leawood | KS | 01/2021 | 06/2021 |
| First Western Trust | Denver | CO | 08/2021 | 08/2022 |
| Forefront | Austin | TX | 11/2024 | Present |
1) ORION FIRST FINANCIAL, LLC, NON-INVESTMENT RELATED, EQUIPMENT LEASE SERVICING 5210 OLYMPIC DRIVE NW SUITE 210 GIG HARBOR WA 98335. MINORITY OWNER, APPROX 3%, MEMBER OF ADVISORY BOARD, 3 HOURS/MONTH. NO HOURS DEVOTED DURING SECURITIES TRADING HOURS. PRIMARY DUTY IS SERVING IN THE CAPACITY OF A MEMBER OF THE ADVISORY BOARD. 2) Nokaoi Management LLC, Not investment related, currently does not actively conduct business 4) HI Revitalize Inc., Not investment related, Drip bar franchise Co-Owner via retirement plan, less than 5 hours per month.
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